4 Regulatory Compliance Manager Jobs in New York, NY
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Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other applicable regulatory directivesAdvising on and reviewing firm marketing and advertising materials for compliance ...
Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other applicable regulatory directivesAdvising on and reviewing firm marketing and advertising materials for compliance ...
Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other applicable regulatory directivesAdvising on and reviewing firm marketing and advertising materials for compliance ...
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Advising clients on compliance with the Securities Act, Securities Exchange Act, Advisers Act and other applicable regulatory directivesAdvising on and reviewing firm marketing and advertising materials for compliance ...